Job Description
Join iCapital as a Compliance Associate and ensure compliance within securities regulations. Collaborate across departments to foster regulatory adherence in a high-growth investment landscape.
As a key member of the Global Regulatory and Compliance team at iCapital, you will support compliance initiatives that adhere to regulations for PMs, EMDs, and IFMs. Your role will involve assisting with regulatory filings, managing the Compliance Calendar, and cultivating strong partnerships with business teams to maintain compliance in Canada.
Key Responsibilities:
• Implement and monitor compliance policies and procedures
• Liaise with internal and external stakeholders on compliance matters
• Support preparation and filing of regulatory reports
• Assist with compliance training and ethics programs
• Organize board meeting logistics and documentation
Requirements:
• 2-5 years of regulatory experience in investment funds
• Bilingual in English and French
• Exce...
As a key member of the Global Regulatory and Compliance team at iCapital, you will support compliance initiatives that adhere to regulations for PMs, EMDs, and IFMs. Your role will involve assisting with regulatory filings, managing the Compliance Calendar, and cultivating strong partnerships with business teams to maintain compliance in Canada.
Key Responsibilities:
• Implement and monitor compliance policies and procedures
• Liaise with internal and external stakeholders on compliance matters
• Support preparation and filing of regulatory reports
• Assist with compliance training and ethics programs
• Organize board meeting logistics and documentation
Requirements:
• 2-5 years of regulatory experience in investment funds
• Bilingual in English and French
• Exce...