Job Description
Guide registration compliance as Counsel, Registration. Provide legal support concerning high-risk filings and regulatory standards in a hybrid work setting.
Reporting to the Director, Registration, this role emphasizes legal advice related to registration operations under relevant legislation. You will oversee the processing of complex filings and resolutions while also engaging in investigative processes for suitability assessments. Collaborate closely with enforcement counsel and contribute to drafting important regulatory publications, ensuring cohesion among various market stakeholders.
Key Responsibilities: • Provide impactful legal counsel on registration processes • Manage escalations and complex filings efficiently • Conduct thorough suitability investigations and reviews • Interface with CIRO and advisory committees • Draft and review policies, rules, and agreements
Requirements: • Law Degree and called to the Ontario Bar • 3-6 years of relevant leg...
Reporting to the Director, Registration, this role emphasizes legal advice related to registration operations under relevant legislation. You will oversee the processing of complex filings and resolutions while also engaging in investigative processes for suitability assessments. Collaborate closely with enforcement counsel and contribute to drafting important regulatory publications, ensuring cohesion among various market stakeholders.
Key Responsibilities: • Provide impactful legal counsel on registration processes • Manage escalations and complex filings efficiently • Conduct thorough suitability investigations and reviews • Interface with CIRO and advisory committees • Draft and review policies, rules, and agreements
Requirements: • Law Degree and called to the Ontario Bar • 3-6 years of relevant leg...