Job Description
Explore a hybrid role as an Associate in Equity Capital Markets with a leading Canadian wealth management firm in downtown Toronto. This 12-month contract involves managing private placements and supporting brokered financings.
Join a prominent organization focused on excellence in financial services. You will oversee non-brokered private placements, coordinate with dealers for brokered transactions, and ensure regulatory compliance. Strong organizational skills and a detail-oriented approach are essential for accurately maintaining transaction records and daily inventory management.
Key Responsibilities:
• Manage non-brokered private placements and settlement processes
• Support brokered financings and dealer coordination
• Ensure compliance with policies and regulatory standards
• Maintain transaction documentation and pipeline tracking
• Execute daily inventory management and reconciliations
Requirements:
• 5+ years in financial services; 2+ years in capit...
Join a prominent organization focused on excellence in financial services. You will oversee non-brokered private placements, coordinate with dealers for brokered transactions, and ensure regulatory compliance. Strong organizational skills and a detail-oriented approach are essential for accurately maintaining transaction records and daily inventory management.
Key Responsibilities:
• Manage non-brokered private placements and settlement processes
• Support brokered financings and dealer coordination
• Ensure compliance with policies and regulatory standards
• Maintain transaction documentation and pipeline tracking
• Execute daily inventory management and reconciliations
Requirements:
• 5+ years in financial services; 2+ years in capit...