Job Description
Job Overview
Reporting to the Director, Registration and Licensing, the Manager, Registration and Licensing will play a critical role within the Business Governance & Controls (BG&C) team. The Manager oversees all registration and licensing activities, contributes to policy development, and aligns advisor wealth and insurance business practices with regulatory requirements.
Responsibilities
- Manage the day‑to‑day performance of Registration and Licensing Associates related to registration and licensing applications and submissions.
- Support Associates with knowledge of regulatory and provincial requirements for securities, mutual funds, and life licensing.
- Plan and execute day‑to‑day staffing allocation to activities and initiatives in accordance with department objectives and regulatory requirements.
- Provide directions, advice, and support on day‑to‑day registration and licensing issues that are serious, complex, or unique. ...