Job Description
Registration Officer Locations:
Vancouver, Calgary, Toronto, Montreal
Position Type:
Permanent, Full-Time (Hybrid)
CIRO is a self‑regulatory organization committed to setting high regulatory standards for the investment industry, safeguarding investors, and supporting the integrity of Canada’s capital markets. Join a growing team and contribute to the dynamic and complex world of Canadian capital markets.
Core Responsibilities
Review registration filings of moderate complexity.
Conduct registration gatekeeper functions through quality, timely and consistent review of NRD applications and notices.
Review information relevant to registration using internal and external sources.
Correspond with filers and their representatives requesting further information, where applicable.
Accurately assess and recommend an appropriate course of action for filings.
Maintain detailed records of reviews and...
Vancouver, Calgary, Toronto, Montreal
Position Type:
Permanent, Full-Time (Hybrid)
CIRO is a self‑regulatory organization committed to setting high regulatory standards for the investment industry, safeguarding investors, and supporting the integrity of Canada’s capital markets. Join a growing team and contribute to the dynamic and complex world of Canadian capital markets.
Core Responsibilities
Review registration filings of moderate complexity.
Conduct registration gatekeeper functions through quality, timely and consistent review of NRD applications and notices.
Review information relevant to registration using internal and external sources.
Correspond with filers and their representatives requesting further information, where applicable.
Accurately assess and recommend an appropriate course of action for filings.
Maintain detailed records of reviews and...