Job Description
About the Role
RBC Capital Markets is the global investment banking arm of the Royal Bank of Canada (RBC), providing a wide range of financial services to corporations, institutional investors, and governments worldwide. This role focuses on ensuring Know Your Client (KYC) due diligence compliance with UK Anti‑Money Laundering (AML) regulations and RBC policies.
Key Responsibilities
- Process new client and account opening KYC forms and maintain reference databases with complete records.
- Identify potential non‑compliance issues, provide recommendations, and work with the KYC BAU Manager, Team Lead, and senior KYC management to resolve issues and improve controls.
- Conduct KYC due diligence searches and perform reviews for Low, Medium, and High risk customers.
- Respond to ad hoc requests for KYC documentation from business areas.
- Identify opportunities for automation and improved processing of manual tasks.