Job Description
Elevate your career with Scotiabank as a Senior Compliance Officer specializing in Trade Surveillance within the Global Banking and Markets division in Toronto, Ontario. Drive compliance activities, ensure regulatory adherence, and monitor trading operations effectively.
As a Senior Compliance Officer, you'll engage in Tier 2 compliance functions crucial for the GBM&T team. Your responsibilities include conducting thorough reviews of surveillance alerts, generating detailed reporting, and acting as a subject matter expert. Collaborate with compliance officers and senior managers, while contributing to effective training and surveillance policy enhancements.
Key Responsibilities:
• Conduct compliance reviews on OTC product trading alerts
• Generate trade surveillance activity reports for GBM&T
• Support compliance training for team and external stakeholders
• Perform analyses for regulatory inquiries and investigations
• Collaborate in improving compliance procedure...
As a Senior Compliance Officer, you'll engage in Tier 2 compliance functions crucial for the GBM&T team. Your responsibilities include conducting thorough reviews of surveillance alerts, generating detailed reporting, and acting as a subject matter expert. Collaborate with compliance officers and senior managers, while contributing to effective training and surveillance policy enhancements.
Key Responsibilities:
• Conduct compliance reviews on OTC product trading alerts
• Generate trade surveillance activity reports for GBM&T
• Support compliance training for team and external stakeholders
• Perform analyses for regulatory inquiries and investigations
• Collaborate in improving compliance procedure...